-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tt28ubiMLfrm+Ie5YC2+PEVyqmTmbULgJOPc4+HjJbKddUB2M4Qk/29eSd9F+IzK 7XG5N/Wb1OfLbNavPhVtOA== 0000945621-97-000046.txt : 19970423 0000945621-97-000046.hdr.sgml : 19970423 ACCESSION NUMBER: 0000945621-97-000046 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970421 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARNISCHFEGER INDUSTRIES INC CENTRAL INDEX KEY: 0000801898 STANDARD INDUSTRIAL CLASSIFICATION: MINING MACHINERY & EQUIP (NO OIL & GAS FIELD MACH & EQUIP) [3532] IRS NUMBER: 391566457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-37800 FILM NUMBER: 97584094 BUSINESS ADDRESS: STREET 1: 13400 BISHOPS LN CITY: BROOKFIELD STATE: WI ZIP: 53005 BUSINESS PHONE: 4146714400 MAIL ADDRESS: STREET 1: P.O. BOX 554 CITY: MILWAUKEE STATE: WI ZIP: 53201-0554 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRIMARK FINANCIAL CORP CENTRAL INDEX KEY: 0001008735 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE FIRST CANADIAN PLACE SUITE 5600 STREET 2: P.O. BOX 487 CITY: TORONTO STATE: A6 MAIL ADDRESS: STREET 1: ONE FIRST CANADIAN PLACE SUITE 5600 STREET 2: P O BOX 487 CITY: TORONTO STATE: A6 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 2 HARNISCHFEGER INDUSTRIES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 413345109 (CUSIP Number) Check the following box if a fee is being paid with this statement ( ). SCHEDULE 13G Amendment No. 2 HARNISCHFEGER INDUSTRIES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 413345109 (CUSIP Number) (1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Trimark Financial Corporation (2) Check the Appropriate Box if a Member of a Group (a) (b) (x) (3) SEC Use Only (4) Citizenship or Place of Organization Trimark Financial Corporation is a corporation incorporated under the laws of Ontario, Canada Number of (5) Sole Voting Power 2,400,000 shares Shares Benefici- (6) Shared Voting Power NIL ally Owned by Each (7) Sole Dispositive Power 2,400,000 shares Reporting Person With (8) Shared Dispositive Power NIL (9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,400,000 shares (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not applicable (11) Percent of Class Represented by Amount in Row 9 4.9% of outstanding common shares (12) Type of Reporting Person HC (see item 2A) Item 1(a) Name of Issuer: Harnischfeger Industries, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 3600 South Lake Drive St. Francis, Wisconsin 53235-3716 Item 2(a) Name of Person Filing: Certain Trimark mutual funds (the "Funds"), which are trusts organized under the laws of Ontario, Canada, are owners of record of the securities covered by this report. Trimark Investment Management Inc. ("TIMI"), a corporation incorporated under the laws of Canada, is a manager and trustee of the Funds. TIMI is qualified to act as an investment adviser and manager of the Funds in the province of Ontario pursuant to a registration under the Securities Act (Ontario). Trimark Financial Corporation ("TFC") is a corporation incorporated under the laws of Ontario, Canada. It owns 100% of the voting equity securities of TIMI. Consequently, TFC may be deemed to be the beneficial owner of such securities. Item 2(b) Address of Principal Business Office: One First Canadian Place Suite 5600, P. O. Box 487 Toronto, Ontario M5X 1E5 (416) 362-7181 Item 2(c) Citizenship: Trimark Financial Corporation - Incorporated under the laws of Ontario, Canada Trimark Investment Management Inc. - Incorporated under the laws of Canada Trimark mutual funds - mutual fund trusts organized under the laws of Ontario, Canada Item 2(d) Title of Class of Securities: common stock Item 2(e) CUSIP Number: 413345109 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d- 2(b), check whether the person filing is a: (a) ( ) Broker or Dealer registered under Section 15 of the Act (b) ( ) Bank as defined in section 3(a) (6) of the Act (c) ( ) Insurance Company as defined in section 3(a)(19) of the Act (d) ( ) Investment Company registered under section 8 of the Investment Company Act (e) ( ) Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) ( ) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 240.13d-1(b) (1) (ii)(F) (g) (x ) Parent Holding Company, in accordance with 240.13d-1(b) (ii)(G) (Note: See Item 7) (h) ( ) Group, in accordance with 240.13d-1(b) (ii)(H) (see item 2A) Item 4 Ownership. (a) Amount Beneficially Owned*: 2,400,000 shares (b) Percent of Class: 4.9 % (c) Number of shares as to which such person has*: (i) sole power to vote or to direct the vote: (TFC) 2,400,000 (ii) shared power to vote or to direct the vote: NIL (iii) sole power to dispose or to direct the disposition of: (TFC) 2,400,000 (iv) shared power to dispose or to direct the disposition of: NIL * (see item 2(a)) Item 5 Ownership of Five Percent or Less of a Class (x) Item 6 Ownership of More than Five Percent on Behalf of Another Person Inapplicable Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company. See item 2(a) Item 8 Identification and Classification of Members of the Group. Inapplicable Item 9 Notice of Dissolution of Group. Inapplicable Item 10 Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 5, 1997 Signature: Name/Title: Michael Kevin Feeney, Chief Financial Officer, on behalf of Trimark Financial Corporation in its capacity as a "Reporting Person" herein. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----